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Pretreatment diagnostic studies

LAPAROTOMY SHOULD BE THERAPEUTIC, NOT DIAGNOSTIC.

If the primary tumor cannot be resected completely, surgery (pancreaticoduodenectomy) for pancreatic cancer offers no survival advantage. However, only 16% to 30% of patients who undergo operation with curative intent have their tumors successfully removed; the remaining patients are found to have unsuspected liver or peritoneal metastases or local tumor extension to the mesenteric vessels. Therefore, most patients who undergo surgical exploration for presumed cancer of the pancreatic head receive no survival benefit, yet the laparotomy results in a perioperative morbidity rate of 20% to 30%, a mean hospital stay of 14 to 20 days, and a median survival after surgery of only 6 months. Further, in patients whose tumors are resected with positive margins (Table 32.4-8) (Table Not Available) , the survival duration is less than 1 year and no different from the survival duration achieved with palliative chemotherapy and irradiation in patients who have locally advanced, unresectable disease. Therefore, in contrast to the case for selected patients with colorectal or gastric cancer, there are no data in support of palliative (positive-margin) resection for adenocarcinoma of the pancreas.

RESECTABILITY SHOULD BE DETERMINED PREOPERATIVELY.

Accurate preoperative assessment of resectability will increase resectability rates and minimize positive-margin resections. A common misconception in pancreatic tumor surgery is that resectability is determined best at laparotomy. In fact, however, resectability is most accurately determined preoperatively by imaging studies, not at the time of “exploratory” laparotomy. Surgeons will declare a tumor to be unresectable at the time of laparotomy when unsuspected liver metastases, peritoneal implants, or, most commonly, locally advanced disease is found. The term locally advanced is often poorly defined, leaving the patient, the medical oncologist, and the radiation oncologist without a clear understanding of why the primary tumor was not resected. Data from MDACC have demonstrated improved rates of resectability when high-quality CT is combined with objective preoperative criteria for resectability. CT criteria for resectability include (1) the absence of extrapancreatic disease, (2) a patent superior mesenteric-portal vein (SMPV) confluence, and (3) no direct tumor extension to the celiac axis or SMA. Patients whose tumors are deemed unresectable by these radiographic criteria are not considered candidates for a potentially curative resection.

Computed Tomography

Improved CT technology over the past decade has resulted in CT being the study of choice to determine extent of disease and resectability status in patients with pancreatic cancer. Image resolution has improved considerably with the use of dynamic scanning, whereby intravenous contrast material is delivered by an automatic injector. The development of helical or spiral scanning has improved scan speed through continuous rotation of the x-ray tube around the gantry. This allows the entire pancreas to be imaged during the bolus phase of contrast enhancement. In addition, scan data can be processed to display images in three-dimensional and multiplanar formats. Helical CT performed with contrast enhancement and a thin-section technique can accurately assess the relationship of the low-density tumor to the celiac axis, SMA, and SMPV confluence. However, design of the scanning protocol and interpretation of scans must be done by experienced physicians who understand the clinical importance of accurate staging and assessment of resectability in patients with pancreatic cancer.

Controversy Over Fine-Needle Aspiration and Intraoperative Biopsy

CT-guided percutaneous fine-needle aspiration (FNA) is the diagnostic procedure of choice for establishing a cytologic diagnosis in patients with locally advanced and metastatic pancreatic cancer. The wisdom of percutaneous biopsy has recently been questioned, and several authors have suggested that the use of preoperative FNA results in peritoneal contamination by tumor cells–contamination that otherwise would not have occurred. However, only in the subgroup of patients with resectable disease are fears of FNA-induced tumor dissemination worthy of consideration; patients who have unresectable disease or who undergo a positive-margin resection have a median survival of only 6 to 12 months, and it is unlikely that microscopic contamination of the peritoneal cavity by tumor cells during biopsy would influence survival of such a short duration. In addition, the majority of patients with unresectable disease require tissue confirmation of adenocarcinoma to enable appropriate counseling and treatment planning. Given the currently available minimally invasive methods of tissue acquisition and biliary decompression, it is unrealistic to consider laparotomy with intraoperative biopsy as an alternative to CT-guided FNA in patients with advanced disease. In patients with potentially resectable disease, the concern about biopsy-induced peritoneal contamination by tumor cells has led to the recommendation that patients with clinical and radiographic findings suggestive of a malignant neoplasm of the pancreas or periampullary region undergo pancreaticoduodenectomy without tissue diagnosis. In one report, CT-guided-FNA was proposed as a cause of positive peritoneal washings in six patients. However, each of these patients appears to have had advanced, unresectable disease, which could have been the source of positive washings. Five of the six reports on the cytologic analysis of peritoneal washings have involved patients with locally advanced or unresectable adenocarcinoma of the pancreas. None of the 38 patients found to have positive washings in these five published series underwent a potentially curative pancreaticoduodenectomy; one patient underwent a palliative resection with grossly positive margins.

At the University of Texas M.D

At the University of Texas M.D. Anderson Cancer Center (MDACC), the surgeon and pathologist evaluate each specimen first by frozen-section examination of the common bile duct transection margin and the pancreatic transection margin. The retroperitoneal margin is defined as the soft-tissue margin directly adjacent to the proximal 3 to 4 cm of the superior mesenteric artery (SMA) (Fig. 32.4-1) (Figure Not Available) , and is evaluated by permanent-section examination of a 2- to 3-mm full-face (en-face) section of the margin. The retroperitoneal margin must be taken at the time of tumor resection by the pathologist and surgeon. Identification of this margin of resection is not possible once the gross examination of the specimen has been completed. A positive bile duct or pancreatic transection margin is treated with re-resection; this is not possible in the retroperitoneum, where the aorta and SMA origin limit the extent of surgical resection. Samples of multiple areas of each tumor, including the interface between tumor and adjacent uninvolved tissue, are submitted for paraffin-embedded histologic examination (5 to 10 blocks). Sections 4 mum thick are cut and stained with hematoxylin and eosin. Final pathologic evaluation of permanent sections includes a description of tumor histology and differentiation; gross and microscopic evaluation of the tissue of origin (pancreas, bile duct, ampulla of Vater (or duodenum); and assessments of maximal transverse tumor diameter, lymph node status, and the presence or absence of perineural, lymphatic, and vascular invasion (Table 32.4-6) (Table Not Available) . When segmental resection of the superior mesenteric vein (SMV) is required, the area of presumed tumor invasion of the vein wall is serially sectioned and examined in an attempt to discriminate benign fibrous attachment from direct tumor invasion. In patients who received preoperative chemoradiation, the grade of treatment effect is assessed on permanent sections using the grading schema developed by Cleary and reported by Evans and coworkers.

The method for classifying subsets of regional lymph nodes in pancreaticoduodenectomy specimens is based on the work of Cubilla and colleagues. The soft fibrofatty tissue containing regional lymph nodes is divided into six regions as outlined on the anatomic pathology dissection board (Fig. 32.4-2) (Figure Not Available) . If lymph nodes are not identified, fat or other potentially neoplastic tissue is submitted for microscopic examination. Staley and colleagues have demonstrated that the number of lymph nodes identified in the surgical specimen is increased by the use of a standardized system of specimen analysis. The dissection board illustrated in Figure 32.4-2 (Figure Not Available) provides a simple means of improving lymph node identification and documenting the location of histologically confirmed lymph node metastases. In contrast, the Japanese staging system, which involves extremely detailed analysis of margins and lymph node groups, is not a practical system for widespread application.
As the use of multimodality treatment strategies for pancreatic cancer becomes more common, it will be even more important to standardize pathologic assessment of tumor specimens.

Natural history

NATURAL HISTORY AND PATTERNS OF TREATMENT FAILURE

Rational anticancer therapy for solid malignancies is based on an accurate knowledge of the natural history and patterns of treatment failure for each tumor type. Pancreatic cancer spreads early to regional lymph nodes, and subclinical liver metastases are present in the majority of patients at the time of diagnosis, even when findings from imaging studies are normal. Patient survival depends on the extent of disease and performance status at diagnosis. Extent of disease is best categorized as resectable, locally advanced, or metastatic. Patients who undergo surgical resection for localized nonmetastatic adenocarcinoma of the pancreatic head have a long-term survival rate of approximately 20% and a median survival of 15 to 19 months (Table 32.4-2) (Table Not Available) . As will be discussed, survival is clearly maximized by combining surgery with either preoperative or postoperative 5-fluorouracil (5-FU)-based chemotherapy and radiation therapy (chemoradiation). However, disease recurrence following a potentially curative pancreaticoduodenectomy remains common. Local recurrence occurs in up to 85% of patients who undergo surgery alone; local-regional tumor control is maximized with combined-modality therapy in the form of chemoradiation and surgery. With improved local-regional disease control, liver metastases become the dominant form of tumor recurrence and occur in 50% to 70% of patients following potentially curative combined-modality treatment.
Patients with locally advanced, nonmetastatic disease have a median survival of 6 to 10 months. A survival advantage has been demonstrated for patients with locally advanced disease treated with 5-FU-based chemoradiation compared with no treatment or radiation therapy alone. Patients with metastatic disease have a short survival (3 to 6 months), the length of which depends on the extent of disease and performance status.

Knowledge of the prognosis and patterns of treatment failure associated with adenocarcinoma of the pancreas leads to the following basic treatment principles:

The treatment must not be worse than the disease. The low cure rate and modest median survival following pancreatectomy mandate that treatment-related morbidity be low and treatment-related death be rare.

2.Improvements in patient survival and quality of life will result from the development of innovative treatment strategies directed at the known sites of tumor recurrence. Data to date have clearly demonstrated that as local-regional treatment becomes more effective, the dominant site of failure has shifted to hepatic metastases.

Therefore, future improvements in survival duration will result either from effective systemic or regional therapy directed at subclinical liver metastases or from strategies for screening and early diagnosis directed at increasing the number of patients eligible for potentially curative surgery. Future improvements in the quality of patient survival will result from the application of innovative multimodality therapy to carefully selected (staged) patients and the avoidance of unnecessary patient morbidity due to the inappropriate use of surgery, radiation, or chemotherapy or any combination thereof in poorly selected (advanced disease) patients.

Pathology and molecular pathogenesis

CELLULAR PATHOLOGY

The normal pancreatic architecture is characteristic of a secretory gland: a background of acinar cells accounts for approximately 80% of the cell number and volume of the gland; 1% to 2% are clusters of islet cells; 10% to 15% are single-layered, cuboidal ductal cells; and there is a sparse interlacing network of blood vessels, lymphatics, nerves, and collagenous stroma. This architecture is markedly altered in carcinoma, in which the predominant histologic feature is a dense collagenous stroma with atrophic acini, remarkably preserved islet cell clusters, and a slight to moderate increase in the number of ducts, both normal-appearing and cancerous. The diagnosis of ductal adenocarcinoma rests on the identification of mitoses, nuclear and cellular pleomorphism, discontinuity of ductal epithelium, and evidence of perineural, vascular, or lymphatic invasion.

CLINICAL SIGNS AND SYMPTOMS

The lack of obvious clinical signs and symptoms delays diagnosis in most patients. Jaundice, due to extrahepatic biliary obstruction, is present in approximately 50% of patients at diagnosis and is associated with a less advanced stage of disease than are other signs or symptoms. Small tumors of the pancreatic head may obstruct the intrapancreatic portion of the bile duct and cause the patient to seek medical attention when the tumor is still localized and potentially resectable. In the absence of extrahepatic biliary obstruction, few patients present with potentially resectable disease.

The pain typical of locally advanced pancreatic cancer is a dull, fairly constant pain of visceral origin localized to the region of the middle and upper back. The pain is due to tumor invasion of the celiac and mesenteric plexus. Vague, intermittent epigastric pain occurs in some patients; its etiology is less clear. Fatigue, weight loss, and anorexia are common even in the absence of mechanical gastric outlet obstruction. Pancreatic exocrine insufficiency due to obstruction of the pancreatic duct may result in malabsorption and steatorrhea. Although malabsorption and mild changes in stool frequency are common, diarrhea occurs infrequently.

Glucose intolerance is present in most patients with pancreatic cancer. Although the exact mechanism of hyperglycemia remains unclear, both altered beta-cell function and impaired tissue insulin sensitivity are present. The importance of islet cell function to the development of exocrine cancer is suggested by the work of Bell and Stayer, who demonstrated that pretreatment of hamsters with streptozocin and the resulting destruction of islet cells prevented the induction of pancreatic cancer in these animals by the carcinogen N-nitrosobis-(2-oxopropyl)amine (BOP). This work was substantiated by studies in Chinese hamsters demonstrating that only genetically diabetic animals did not develop cancers in response to N-nitroso-(2-oxopropyl)amine.

In the absence of jaundice, patient complaints are nonspecific, as are clinical signs on physical examination. However, important staging information with direct implications for therapy can be obtained from the physical examination. This information includes performance status, cardiopulmonary function, and the presence or absence of left supraclavicular adenopathy and ascites.

Familial pancreatic cancer

The recent emergence of the importance of inherited genetic abnormalities in gastrointestinal tract neoplasia has led to closer investigation of the potential role for heritable factors in pancreatic cancer. Several rare hereditary disorders predispose persons to both endocrine and exocrine pancreatic cancer. These include the multiple endocrine neoplasia type I syndrome, hereditary pancreatitis, Lynch syndrome II, von Hippel-Lindau syndrome, ataxia-telangiectasia, and possibly the familial atypical multiple mole melanoma syndrome. In addition, case reports and formal epidemiologic studies have suggested the possibility of familial aggregations of pancreatic cancer outside the context of these rare familial syndromes. One case-control study estimated that 3% of pancreatic cancers had a hereditary origin. Evaluation of approximately 30 extended families with presumed familial pancreatic cancer has suggested that transmission is consistent with an autosomal dominant pattern. The age at onset, tumor histopathology, male preponderance, and overall survival of persons affected by pancreatic cancer in these families are reported to be similar to those of persons with pancreatic cancer in the general population. Continued study of these patients and their families may provide insight into the critical molecular genetic abnormalities leading to familial pancreatic cancer. Familial genetic abnormalities may then provide insight into the process of pancreatic carcinogenesis for patients with sporadic pancreatic cancer and provide opportunities for early detection and chemoprevention.

OCCUPATIONAL EXPOSURES

Exposure to certain chemicals, usually in a manufacturing setting, has been associated with an increased risk of pancreatic cancer. Previous studies implicated 2-naphthylamine, benzidine, and derivatives of gasoline. More recently, a cohort mortality study of more than 5000 chemical manufacturing workers suggested that heavy and prolonged exposure to DDT and related compounds can cause pancreatic cancer in humans. Finally, specific occupations (e.g., stone miners, cement workers, gardeners, and textile workers) have been associated with an increased risk of pancreatic cancer; however, the specific causative factors or carcinogens accounting for this increase are unclear. Currently, most newly diagnosed patients with pancreatic cancer do not have evidence of a specific chemical exposure or relevant occupational history. Other factors, such as smoking and diet, will probably play a much greater overall role in determining individual risk of pancreatic cancer.

Upper Gastrointestinal Tract Surgery

Patients with a history of surgical procedures for peptic ulcer disease appear to be at an increased risk for pancreatic cancer. The physiologic basis for this apparent risk is unknown, but in an experimental rat system, chronic duodenogastric reflux produced sustained hypergastrinemia and promoted pancreatic carcinogenesis. Other researchers have suggested that the increased risk of pancreatic cancer following peptic ulcer surgery may result from the increased formation of N-nitroso compounds by nitrate-reducing bacteria that proliferate in the relatively achlorhydric stomach.

Cholecystectomy has also been associated with an increased risk of pancreatic cancer. This association is controversial, however, and not all series have supported the claim that cholecystectomy increases risk. The possibility that prior cholecystectomy can influence pancreatic carcinogenesis is supported by observations that CCK, which circulates at higher levels after cholecystectomy, is important in experimental pancreatic carcinogenesis and can stimulate the growth of experimental pancreatic tumors.

Associated medical or surgical factors

Diabetes Mellitus

Diabetes mellitus has been long associated with pancreatic cancer, however, the precise relationship has yet to be defined. Diabetes mellitus has been implicated as both an early manifestation of pancreatic carcinoma and a predisposing factor. It is known that pancreatic cancer can induce peripheral insulin resistance, and the argument that long-standing diabetes mellitus is also a risk factor for pancreatic cancer is supported by a recent cohort study showing that after an initial hospitalization for diabetes, patients had an increased risk of developing pancreatic cancer and that this risk persisted for more than a decade. In addition, a metaanalysis of studies published between 1975 and 1994 showed that pancreatic cancer occurred with increased frequency in patients with long-standing diabetes. The specific type of diabetes mellitus is also a factor; the cohort study described above agreed with other studies that suggested that the increased risk was limited to patients with noninsulin-dependent diabetes or patients whose diabetes was diagnosed before age 40. The mechanisms underlying the association between pancreatic cancer and diabetes are obscure; however, the diabetic state seems to enhance the growth of pancreatic cancer in animal models.

Chronic Pancreatitis

An association between pancreatitis and an increased risk of pancreatic cancer has long been suspected, although the magnitude of the risk remains uncertain. Older clinical studies suggested that chronic forms of pancreatitis, particularly those accompanied by pancreatic calcifications, were most closely associated with the subsequent development of pancreatic cancer. A series of recent reports have validated the epidemiologic association between chronic pancreatitis and pancreatic cancer, but the magnitude of the risk of pancreatic cancer attributable to pancreatitis remains unclear. Calculation of a general estimate of population-attributable risk has suggested that chronic pancreatitis may explain as many as 5% of pancreatic cancer cases.

Recent pathologic and molecular biologic studies have begun to explore the relationship between chronic pancreatitis and pancreatic cancer. Chronic inflammatory processes have long been associated with increased cancer risk. Pathologic examination of lesions along the pancreatic duct has revealed the spectrum of mucous cell hyperplasias (papillary and nonpapillary hyperplastic lesions and atypical hyperplastic lesions) in patients with chronic pancreatitis and patients with pancreatic cancer. The recent report of the identification of mutations in the K- ras oncogene, a mutation found almost universally in established pancreatic cancers, in regions of mucous cell hyperplasia in patients with chronic pancreatitis provides the first molecular link between chronic inflammation and the initiation of multistep pancreatic carcinogenesis. However, additional research is needed because other recent reports failed to identify K- ras mutations in pathologically similar lesions.